-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzVBnBA1Vzw6MyV64o99U4ecECjGehFD7u+2KxwXO9rdykJIsHnPOSGQIv+Mj688 Fr6z9+Uh14VCVgcdUsm8Tw== 0000950148-98-002044.txt : 19980819 0000950148-98-002044.hdr.sgml : 19980819 ACCESSION NUMBER: 0000950148-98-002044 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980818 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INDUSTRIAL SERVICES OF AMERICA INC /FL CENTRAL INDEX KEY: 0000004187 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 590172746 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-18317 FILM NUMBER: 98693305 BUSINESS ADDRESS: STREET 1: 7100 GRADE LN BLDG 4 STREET 2: P O BOX 32428 CITY: LOUISVILLE STATE: KY ZIP: 40232 BUSINESS PHONE: 5023681661 MAIL ADDRESS: STREET 1: 7100 GRADE LANE BLDG 4 STREET 2: P O BOX 32428 CITY: LOUISVILLE STATE: KY ZIP: 40232 FORMER COMPANY: FORMER CONFORMED NAME: ALSON INDUSTRIES INC DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: ALSON MANUFACTURING CO INC DATE OF NAME CHANGE: 19700920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN NEIL C CENTRAL INDEX KEY: 0001025892 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1901 AVENUE OF THE STARS SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90067-6021 BUSINESS PHONE: 3105515261 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ____)* INDUSTRIAL SERVICES OF AMERICA, INC. ------------------------------------------------------- (Name of Issuer) COMMON STOCK ------------------------------------------------------- (Title of Class of Securities) 456314-10-3 ------------------------------------------------------- (CUSIP Number) JANUARY 2, 1998 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 2 CUSIP NO. 456314-10-3 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) NEIL C. SULLIVAN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP. (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5. SOLE VOTING POWER: 150,000 SHARES BENEFICIALLY 6. SHARED VOTING POWER: -0- OWNED BY EACH REPORTING 7. SOLE DISPOSITIVE POWER: 150,000 PERSON WITH 8. SHARED DISPOSITIVE POWER: -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,000 SHARES 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.77% 12. TYPE OF REPORTING PERSON IN PAGE 2 3 Item 1(a) Name of Issuer: Industrial Services of America, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 7100 Grade Lane, P.O. Box 32428 Louisville, Kentucky 40232 Item 2(a) Name of Person Filing: Neil C. Sullivan Item 2(b) Address of Principal Office: 1901 Avenue of the Stars, 20th floor Los Angeles, CA 90067 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 456314-10-3 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13-2(b) or (c): If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4(a) Amount Beneficially Owned: 150,000 shares, all of which are shares underlying currently exercisable options. Item 4(b) Percent of Class: 7.77%, based on 1,929,600 shares outstanding as reported in the issuer's Form 10-Q for the quarter ended March 31, 1998. Item 4(c) Number of shares as to which reporting person has: (i) sole power to vote or to direct the vote: 150,000 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 150,000 (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of 5% or Less of Class: Not Applicable Item 6 Ownership of More than 5% on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 11, 1998 /S/ Neil C. Sullivan ---------------------------------------- Neil C. Sullivan PAGE 3 -----END PRIVACY-ENHANCED MESSAGE-----